Stone House Consulting

Strategic, operational and IT consulting for investment managers and hedge funds

30 August 2010 • 7:10 pm 5

Operational Risk #3: Novices, Apprentices and Soloists—Inadequate Training or Cross-Training

We’re sorry—the article you are looking for is no longer available on our website.  However, it is included in our book, The Top Ten Operational Risks: A Survival Guide for Investment Management Firms and Hedge Funds.  Purchase your paperback copy or Kindle version!

Filed under: Hedge Fund / Alternative Investment Management, Operational Risk, Traditional Investment Management, Training, , , , , , , , ,

23 August 2010 • 7:10 pm 7

Operational Risk #2: The Blind Leading the Blind—Overextended and Underqualified Managers

The Blind Leading the BlindWe’re sorry—the article you are looking for is no longer available on our website.  However, it is included in our book, The Top Ten Operational Risks: A Survival Guide for Investment Management Firms and Hedge Funds.  Purchase your paperback copy or Kindle version!

Filed under: Hedge Fund / Alternative Investment Management, Managing the Business, Operational Risk, Traditional Investment Management, , , , , , , , , , , ,

17 August 2010 • 3:10 am 11

#1 Operational Risk: Complacency—Trivializing and Disregarding Risks

Complacency

We’re sorry—the article you are looking for is no longer available on our website.  However, it is included in our book, The Top Ten Operational Risks: A Survival Guide for Investment Management Firms and Hedge Funds.  Purchase your paperback copy or Kindle version!

Filed under: Hedge Fund / Alternative Investment Management, Operational Risk, Traditional Investment Management, , , , , , , , , , , , , ,

13 August 2010 • 7:03 pm 0

Fixes for Algo Trading Glitches Come from Within

Stone House partner Holly Miller discusses improved controls that can help prevent trading algorithm problems like the one that Deutsche Bank experienced on the Osaka Stock Exchange in June, for which the bank’s wrists were slapped this week. See the article in WatersTechnology’s Sell Side Technology magazine.

Filed under: Operational Risk, Press Coverage, Trading and Order Management, , , , , , ,

10 August 2010 • 9:10 am 14

Top 10 Areas of Operational Risk for the Buy Side

Operational RiskWe’re sorry—the article you are looking for is no longer available on our website.  However, it is included in our book, The Top Ten Operational Risks: A Survival Guide for Investment Management Firms and Hedge Funds.  Purchase your paperback copy or Kindle version!

 

Filed under: Hedge Fund / Alternative Investment Management, Operational Risk, Operations, Traditional Investment Management, , , , , ,

Operational Risk, Investor Communication and Requirements Survey

Please participate in our industry survey on operational risk, investor communication and requirements. The survey is open to investors, managers, custodians, prime brokers, fund administrators, auditors, software vendors, consultants, verifiers and all other industry participants. In appreciation for your time, participants will receive a summary report of survey results and will be entered into a drawing to win a flip camera. Additional details on the survey can be found here.

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